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This book is only available in PDF format
Authors: Andrew Horne, Adam Ross KC
Published: 9 August 2017
Pages: 28
Companies and their directors and senior management are increasingly at risk of civil
claims and regulatory proceedings. The finance company cases saw directors of eleven
companies convicted of offences and a number of them were sentenced to imprisonment or
home detention. The Pike River mine disaster ushered in a new health and safety regime
that imposed new duties upon directors and senior managers. The Financial Markets
Authority, Commerce Commission, NZX and other regulators are increasingly active in
monitoring and investigating market conduct and commencing regulatory proceedings or
disciplinary actions. Civil claims by groups of litigants in representative actions or so-called
“class” actions are also on the rise.
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Andrew Horne Partner, MinterEllisonRuddWatts Auckland |
Adam Ross KC Barrister, Shortland Chambers Auckland |